Regulatory Reporting Documents

• Quarterly Statement and Valuations
• Cost and Charges Document
• Tax Packs- CTC/CGT
• Contract List
  

Investors can view their documents in the investor portal if they have web access

Web versions of these reports can also be produced via the adviser portal- please refer to the 'Portal Generated Documentation' knowledge base article

Quarterly Statement and Valuations:

The Platform produces Statements and Valuations for each calendar quarter.  These are typically prepared in the month following the quarter end, and email notifications/postal documents are sent to investors once produced.

Please see the calendar quarters below:

Q1: January-March

Q2: April- June

Q3: July- September

Q4: October- December 

Annual Cost and Charges Report:

A summary report is produced for the previous calendar year (January to December) at the end of Q1 of the following year. Email notifications/postal copies are sent following this.

Tax Packs- CTC/CGT:

Where applicable, a consolidated tax pack (which consists of CTC and CGT where required) will be produced as part of the scheduled tax pack run. If only a CTC or CGT are applicable, these documents will be produced independently. We will confirm timescales for each run via our communications channel.

The tax year period is always 06/04 of the current year to 05/04 of the following year. 

Contract Lists

Contract Lists/Notes will be issued by the Platform on the next Business Day following receipt of your initial contribution to any Account(s) with us and/or following confirmation of any transactions within any markets or fund managers. This will also be the case following any subsequent one-off contribution, or any one-off withdrawal. 

Please refer to the contract list information document on the article for further information.